Unclaimed
Nitin Gupta is a financial advisor who is registered with Cetera Advisors LLC and Cetera Advisor Networks LLC. Nitin has been in the industry since April 2022 and holds the Series 7TO, Series 24 and SIE licenses. Nitin's previous experience includes working at First Allied Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
07/15/2022 - Present
Cetera Advisors LLC (EL SEGUNDO CA)
CA
07/15/2022 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
BC
Issued 06/22/2022
Series 24 - General Securities Principal Examination
BC
Issued 03/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/02/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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