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Nithya Ganapathy mathivanan

Smbc Nikko Securities America, Inc.

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About Nithya Ganapathy mathivanan

Nithya Ganapathy mathivanan is a registered representative with SMBc Nikko Securities America, Inc. Nithya has been in the financial industry for over 2 years and is licensed to sell securities in all 50 states. Nithya has Series 7, 63 and 79 securities licenses. Prior to joining SMBc Nikko Securities America, Inc., Nithya was with Credit Suisse Securities (USA) LLC.

Firm Information

Nithya Ganapathy mathivanan is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nithya Ganapathy mathivanan’s Registration & Firm History

NY

06/08/2023 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

09/27/2021 - 03/17/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/15/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/06/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/27/2021

Series 7TO - General Securities Representative Examination

BC

Issued 08/27/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Nithya Ganapathy mathivanan.
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