Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nita? Claim Your ProfileNita Grisham is a financial advisor with Wells Fargo Clearing Services, LLC. Nita has been in the financial industry since 2002. Nita holds the Series 7, Series 9, Series 10, and Series 66 licenses. Nita is also a Certified Financial Planner. Nita is registered with the Financial Industry Regulatory Authority (FINRA) and is registered to offer investment advice in 24 states. Nita has worked with a variety of clients, including individuals, families, businesses, and institutions. Nita provides a wide range of financial services, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/15/2011 - Present
Wells Fargo Clearing Services, LLC (MELBOURNE FL)
FL
03/05/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MELBOURNE FL)
NY
04/23/2002 - 07/24/2002
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 06/04/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/23/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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