Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Niso? Claim Your ProfileNiso Abuaf is a registered representative with Samuel A. Ramirez & Company, Inc. Niso has been working in the securities industry since July 23, 1991. Niso is registered with the state of New York. Niso has passed the General Securities Representative Examination (Series 7), the Uniform Securities Agent State Law Examination (Series 63), and the General Securities Principal Examination (Series 24).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/03/2009 - Present
Samuel A. Ramirez & Company, Inc. (NEW YORK NY)
NY
07/20/2000 - 03/28/2008
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
11/03/2000 - 09/12/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
11/28/1997 - 07/20/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
01/15/1993 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
04/18/1989 - 02/14/1992
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 06/06/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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