Unclaimed
Nishchay Arora is a financial advisor currently registered with Fidelity Personal AND Workplace Advisors. Nishchay has been working in the financial services industry since 2010. Nishchay has a broad range of experience, having previously worked at firms such as CommunityAmerica Financial Solutions, LLC, Raymond James Financial Services, Inc., and TD Ameritrade, Inc. Nishchay holds the Series 63, Series 66, Series 7, and SIE licenses. Nishchay is registered in 14 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/08/2021 - Present
Fidelity Personal AND Workplace Advisors (GARDEN CITY NY)
NY
04/30/2018 - 06/05/2020
COMMUNITYAMERICA FINANCIAL SOLUTIONS, LLC (New York NY)
NY
04/16/2018 - 05/02/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
10/08/2012 - 04/06/2018
TD AMERITRADE, INC. (NEW YORK NY)
NY
06/07/2010 - 09/20/2012
JOHN THOMAS FINANCIAL (NEW YORK NY)
BOTH
Issued 12/11/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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