Unclaimed
Nishant Sachdev is a financial advisor with Finalis Securities LLC. Nishant has over 5 years of experience in the financial industry. Nishant holds the Series 79, SIE, and Series 63 licenses. Nishant has been registered in New York, Tennessee, and Texas. Previously, Nishant worked at Weild & Co., Piper Sandler & Co., and Fidus Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/01/2024 - Present
Finalis Securities LLC (New York NY)
CO
09/14/2023 - 07/19/2024
WEILD & CO. (BOULDER CO)
NY
05/06/2019 - 06/21/2023
PIPER SANDLER & CO. (NEW YORK NY)
NC
05/24/2018 - 04/23/2019
FIDUS SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 06/15/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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