Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nisha? Claim Your ProfileNisha Amish Jhaveri is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Nisha Jhaveri has been in the securities industry since December 28, 2007. Prior to joining Merrill Lynch, Nisha Jhaveri was employed by Citigroup Global Markets Inc., Fidelity Brokerage Services LLC, and Wells Fargo Advisors, LLC. Nisha Jhaveri is registered to provide investment advice in Connecticut, Florida, Georgia, Illinois, Maryland, Massachusetts, New Jersey, New York, Texas, and Virginia. Nisha Jhaveri has passed the Uniform Investment Adviser Law Examination (Series 65), the Uniform Securities Agent State Law Examination (Series 63), the Investment Company Products/Variable Contracts Principal Examination (Series 26), the Securities Industry Essentials Examination (SIE), the General Securities Representative Examination (Series 7), and the Investment Company Products/Variable Contracts Representative Examination (Series 6).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
11/14/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREENWICH CT)
NY
08/24/2020 - 10/18/2022
CITIGROUP GLOBAL MARKETS INC. (THORNWOOD NY)
CT
04/08/2019 - 07/29/2020
FIDELITY BROKERAGE SERVICES LLC (FAIRFIELD CT)
NY
10/21/2015 - 04/30/2019
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/24/2014 - 12/31/2014
CITIGROUP GLOBAL MARKETS INC. (OSSINING NY)
CT
05/09/2011 - 12/12/2013
CITIGROUP GLOBAL MARKETS INC. (SHELTON CT)
CT
06/18/2008 - 04/04/2011
WELLS FARGO ADVISORS, LLC (FAIRFIELD CT)
CT
05/29/2007 - 06/13/2008
CITIGROUP GLOBAL MARKETS INC. (ORANGE CT)
CT
05/18/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (ORANGE CT)
IA
Issued 10/14/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2018
Series 7 - General Securities Representative Examination
BC
Issued 05/17/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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