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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nisarg? Claim Your ProfileNisarg Shah is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Nisarg has been working in the financial industry since 2007. Nisarg Shah is licensed to provide financial services in 53 states and is registered with FINRA. Nisarg is also registered as an Investment Advisor Representative in Georgia and Texas. In addition to his work with Merrill Lynch, Pierce, Fenner & Smith Inc., Nisarg Shah is also the owner of SHAH BROTHERS & ASSOCIATES LLC, a commercial and residential real estate investment firm. Nisarg Shah has experience working with a variety of clients including high net worth individuals, corporations, charitable organizations, and pension and profit sharing plans. Nisarg Shah provides a range of financial services, including investment advice, financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
07/22/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ATLANTA GA)
GA
06/15/2010 - 03/11/2014
E*TRADE SECURITIES LLC (ALPHARETTA GA)
GA
06/01/2009 - 06/21/2010
MORGAN STANLEY SMITH BARNEY (ATLANTA GA)
GA
03/26/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ATLANTA GA)
GA
08/14/2007 - 02/07/2008
MORGAN STANLEY & CO., INCORPORATED (ATLANTA GA)
BOTH
Issued 08/31/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/03/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 08/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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