Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nirotam? Claim Your ProfileNirotam Mahes is a financial advisor who has been in the industry since 2001. Currently, Nirotam Mahes is registered with LPL Financial LLC and is a registered representative in New York. Previously, Nirotam Mahes has been registered with Financial Resources Group Investment Services, LLC, IFMG Securities, Inc., TIAA-CREF Individual & Institutional Services, Inc. and David J. Greene and Company, LLC. Nirotam Mahes holds a Series 7 and a Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/03/2021 - Present
LPL Financial LLC (WILLISTON PARK NY)
NY
04/28/2018 - 10/04/2023
FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC (ARDSLEY NY)
NY
07/12/2004 - 05/27/2008
IFMG SECURITIES, INC. (WILLISTON PARK NY)
NY
07/07/2000 - 03/27/2003
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. (NEW YORK NY)
NY
01/22/1998 - 08/25/1998
DAVID J. GREENE AND COMPANY, LLC (NEW YORK NY)
BC
Issued 09/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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