Unclaimed
Niren Gerard Nazareth is an active individual advisor registered with FINRA and the state of New York. Niren has been working in the financial services industry for over 20 years. Niren currently works for ICR Capital LLC. Prior to joining ICR Capital LLC, Niren worked for several other firms, including Deutsche Bank Securities Inc., ING Financial Markets LLC, Commerzbank Capital Markets Corp., Credit Lyonnais Securities (USA), Inc., and Nomura Securities International, Inc. Niren holds Series 3, 7, 55, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/08/2020 - Present
ICR Capital LLC (NEW YORK NY)
NY
08/15/2007 - 06/04/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
01/19/2005 - 01/10/2006
ING FINANCIAL MARKETS LLC (NEW YORK NY)
NY
10/13/2003 - 11/12/2004
COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)
NY
06/07/2000 - 01/08/2003
CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)
NY
08/25/1998 - 05/23/2000
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 02/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/29/1999
Series 3 - National Commodity Futures Examination
BC
Issued 08/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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