Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nirav? Claim Your ProfileNirav Vyas is a financial advisor at Tradition Securities And Derivatives LLC. Nirav has been in the financial industry since October 27, 2002. Nirav is registered with the state of Connecticut. Nirav has passed the Series 63, Series 7 and SIE exams. Nirav has also held positions at Credit Suisse Securities (USA) LLC, Nomura Securities International, Inc., Phoenix Derivatives Group, LLC, Rafferty Capital Markets, LLC, ABN AMRO Incorporated, and UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
09/03/2020 - Present
Tradition Securities AND Derivatives LLC (Stamford CT)
NY
06/16/2015 - 07/22/2020
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
11/01/2010 - 03/03/2015
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
12/16/2008 - 10/07/2010
PHOENIX DERIVATIVES GROUP, LLC (NEW YORK NY)
NY
08/02/2006 - 09/24/2008
RAFFERTY CAPITAL MARKETS, LLC (NEW YORK NY)
CT
04/12/2004 - 06/16/2005
ABN AMRO INCORPORATED (STAMFORD CT)
NY
11/24/2000 - 03/02/2004
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 12/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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