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Niranjan Mohanlal Shah

Pruco Securities, LLC

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About Niranjan Mohanlal Shah

Niranjan Mohanlal Shah is a financial professional with over 35 years of experience in the financial services industry. Currently registered with Pruco Securities, LLC, Niranjan has a broad range of experience and holds multiple licenses and certifications, including the Series 6, Series 63, and SIE exams. Niranjan's previous experience includes positions with THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, AMEV INVESTORS, INC., and PRUCO SECURITIES CORPORATION.

Firm Information

Niranjan Shah is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Niranjan Shah’s Registration & Firm History

OH

08/09/1990 - Present

Pruco Securities, LLC (COLUMBUS OH)

NJ

08/09/1990 - 11/12/1990

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

MN

05/15/1990 - 07/31/1990

AMEV INVESTORS, INC. (OAKDALE MN)

NJ

09/26/1986 - 10/24/1989

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 02/10/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/24/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Niranjan Mohanlal Shah.
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