Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Niraj? Claim Your ProfileNiraj Prafull Baxi is a financial advisor who has been in the industry since 1985. Niraj is currently registered with Osaic Wealth, Inc. as a Registered Representative and Investment Advisor Representative in California, Georgia and Texas. Niraj has previously held positions with Signator Investors, Inc., Multi-Financial Securities Corporation, Legacy Financial Services, Inc., Manulife Financial Securities LLC and Financial Network Investment Corporation. Niraj has passed the Series 7 and Series 63 exams as well as the Securities Industry Essentials Examination. Niraj is also a Chartered Financial Consultant. Niraj specializes in providing financial planning, pension consulting and portfolio management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/17/2019 - Present
Osaic Wealth, Inc. (LAFAYETTE CA)
CA
04/30/2008 - 11/02/2018
SIGNATOR INVESTORS, INC. (SAN JOSE CA)
CA
07/18/2007 - 04/04/2008
MULTI-FINANCIAL SECURITIES CORPORATION (CUPERTINO CA)
CA
07/02/2002 - 07/18/2007
LEGACY FINANCIAL SERVICES, INC. (CUPERTINO CA)
MA
05/10/1991 - 06/21/2002
MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)
CA
04/10/1989 - 05/09/1990
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MA
05/30/1984 - 04/11/1989
MANEQUITY, INC. (BOSTON MA)
BC
Issued 12/22/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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