Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Niraj? Claim Your ProfileNiraj Prafull Baxi is a financial advisor with over 35 years of experience in the financial services industry. He has a strong background in securities, insurance and financial planning. Niraj is currently registered with Osaic Wealth, Inc. and has previously worked with Signator Investors, Inc., Multi-Financial Securities Corporation, Legacy Financial Services, Inc., Manulife Financial Securities LLC and Financial Network Investment Corporation. Niraj holds Series 63, 7 and SIE licenses. Niraj is a Chartered Financial Consultant and has experience working with individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
09/17/2019 - Present
Osaic Wealth, Inc. (LAFAYETTE CA)
CA
04/30/2008 - 11/02/2018
SIGNATOR INVESTORS, INC. (SAN JOSE CA)
CA
07/18/2007 - 04/04/2008
MULTI-FINANCIAL SECURITIES CORPORATION (CUPERTINO CA)
CA
07/02/2002 - 07/18/2007
LEGACY FINANCIAL SERVICES, INC. (CUPERTINO CA)
MA
05/10/1991 - 06/21/2002
MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)
CA
04/10/1989 - 05/09/1990
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MA
05/30/1984 - 04/11/1989
MANEQUITY, INC. (BOSTON MA)
BC
Issued 12/22/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Niraj Baxi is the right advisor for you? Invested Better is here to help.
