Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Niraj? Claim Your ProfileNiraj Agarwal is a financial professional with over 20 years of experience in the industry. Niraj is currently registered with SG Americas Securities, LLC, and is a Series 7, 24, 79, 99TO, and SIE licensed professional. Niraj holds registrations in all states. Previously, Niraj Agarwal was a registered representative with Deutsche Bank Securities Inc., Wells Fargo Securities, LLC, UBS Securities LLC, Banc of America Securities LLC, and J.P. Morgan Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/24/2023 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
06/06/2019 - 12/05/2022
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
01/05/2012 - 04/23/2019
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
NY
09/29/2008 - 04/18/2011
UBS SECURITIES LLC (NEW YORK NY)
NY
11/13/2002 - 06/30/2006
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
05/01/2001 - 04/30/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
07/07/1998 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
04/26/1996 - 07/01/1998
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 10/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 04/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Niraj Agarwal is the right advisor for you? Invested Better is here to help.
