Unclaimed
Nino Migoya is a financial advisor who has been in the industry since 2001. Nino is currently registered with Morgan Stanley as a Registered Representative and Investment Advisor Representative. Nino has held previous positions at Morgan Stanley, Chase Investment Services Corp., PFS Investments Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and UBS Warburg LLC. Nino specializes in providing financial advice to individuals, high-net-worth individuals, corporations, and other businesses. Nino has a strong background in portfolio management, financial planning, and asset allocation. Nino is also an expert in the areas of pension consulting and investment company management. Nino is committed to providing clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
06/20/2019 - Present
Morgan Stanley (Palm Beach Gardens FL)
FL
01/30/2017 - 04/29/2019
MORGAN STANLEY (Palm Beach Gardens FL)
FL
07/20/2010 - 12/31/2015
MORGAN STANLEY (WEST PALM BEACH FL)
FL
10/15/2009 - 05/25/2010
CHASE INVESTMENT SERVICES CORP. (PALM BEACH FL)
CT
09/01/2009 - 10/16/2009
PFS INVESTMENTS INC. (ORANGE CT)
FL
12/02/2002 - 12/12/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOCA RATON FL)
NY
06/27/2000 - 08/08/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/10/1999 - 05/23/2000
UBS WARBURG LLC (NEW YORK NY)
IA
Issued 07/17/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/30/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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