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Ning Tai

Blackrock Investments, LLC

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About Ning Tai

Ning Tai is a registered representative with Blackrock Investments, LLC, located in San Francisco, California. Ning has passed the Series 63, Series 7TO, and SIE exams and is currently registered in 53 states.

Firm Information

Ning Tai is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ning Tai’s Registration & Firm History

CA

04/09/2021 - Present

Blackrock Investments, LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 06/08/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/08/2021

Series 7TO - General Securities Representative Examination

BC

Issued 03/08/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ning Tai.
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