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Nincy M Barroso

Mariva Capital Markets, LLC

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About Nincy M Barroso

Nincy M. Barroso is a financial professional with over five years of experience in the securities industry. Nincy currently works for Mariva Capital Markets, LLC. Nincy holds the Series 99 and SIE licenses. Nincy previously worked for EFG Capital International.

Firm Information

Nincy Barroso is currently registered with Mariva Capital Markets, LLC. Mariva Capital Markets, LLC is a Limited Liability Company formed on April 13, 2010. The firm has been approved for registration in 10 states, including California, Connecticut, Delaware, Florida, Illinois, Massachusetts, Minnesota, New Jersey, New York, and Pennsylvania. Mariva has also been approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nincy Barroso’s Registration & Firm History

FL

05/30/2024 - Present

Mariva Capital Markets, LLC (MIAMI FL)

FL

05/09/2018 - 05/22/2024

EFG CAPITAL INTERNATIONAL (MIAMI FL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/2018

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nincy M Barroso.
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