Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nina? Claim Your ProfileNina Caldarone is a financial advisor with TD Securities (usa) LLC, a firm that provides investment banking and brokerage services. Nina is registered in New York and has passed the Series 7, 63, and SIE exams. She has been working in the securities industry for a short time, beginning her current role on July 31, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/31/2023 - Present
TD Securities (usa) LLC (NEW YORK NY)
BC
Issued 07/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/29/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/07/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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