Unclaimed
Nina Scheller is a financial advisor with over 23 years of experience in the financial services industry. Nina is currently registered with UBS Financial Services Inc. in Weehawken, New Jersey. Prior to joining UBS, Nina worked at UBS Securities LLC, Morgan Stanley & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co., Incorporated, and PaineWebber Incorporated. Nina holds Series 7, 86, 87, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
01/19/2022 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
07/22/2019 - 01/19/2022
UBS SECURITIES LLC (NEW YORK NY)
NY
06/24/2008 - 07/08/2019
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
11/20/2006 - 05/15/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/31/1999 - 04/06/2006
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NJ
03/03/1998 - 11/16/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 11/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/20/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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