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Nina Renee Ruffalo

Cetera Investment Advisers LLC

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About Nina Renee Ruffalo

Nina Ruffalo is a financial advisor with Cetera Investment Advisers LLC. Nina has been in the financial services industry since April 2019. Nina specializes in working with individuals, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and corporations and other businesses. Nina provides financial planning, portfolio management, and educational seminars. Prior to joining Cetera Investment Advisers LLC, Nina worked at FIRST ALLIED SECURITIES, INC. and LPL FINANCIAL LLC.

Firm Information

Nina Ruffalo is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a financial services firm headquartered in Schaumburg, Illinois. The firm offers a wide range of financial planning and investment advisory services to individuals, corporations, pension plans, and charitable organizations. Cetera manages over $104 billion in assets for clients. The firm has a large network of licensed financial advisors and investment advisory representatives, serving over 423,000 clients across the country.
Cetera Investment Advisers LLC

1450 AMERICAN LANE

SCHAUMBURG, IL 60173-2096

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nina Ruffalo’s Registration & Firm History

CA

11/12/2020 - Present

Cetera Investment Advisers LLC (ORANGE CA)

CA

12/02/2019 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (ORANGE CA)

CA

04/15/2019 - 12/06/2019

LPL FINANCIAL LLC (PALMDALE CA)

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Licenses & Designations

BOTH

Issued 08/14/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/15/2019

Series 7TO - General Securities Representative Examination

BC

Issued 03/02/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nina Renee Ruffalo.
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