Unclaimed
Nina Osenbroch is a registered representative with Lazard Asset Management Securities LLC, holding a Series 7, Series 31, and Series 66 license. Nina has been in the industry since June 28, 2010, and holds registrations in all 50 states. Nina's current employment with Lazard Asset Management Securities LLC began on June 29, 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/29/2010 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
BOTH
Issued 04/25/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 06/28/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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