Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nina? Claim Your ProfileNina Goggin is an investment advisor representative and has been active in the securities industry since 2008. Nina Goggin is currently registered with Voya Financial Advisors, Inc. in Shelbyville, Kentucky, and has been with the firm since September 2014. Nina Goggin is also registered with the state of Kentucky as an investment advisor representative. Prior to joining Voya Financial Advisors, Inc., Nina Goggin was employed by ING FINANCIAL ADVISERS, LLC in Lexington, Kentucky from June 2008 to January 2011. Nina Goggin holds Series 6, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KY
12/07/2016 - Present
Voya Financial Advisors, Inc. (SHELBYVILLE KY)
KY
06/02/2008 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (LEXINGTON KY)
IA
Issued 11/10/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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