Unclaimed
Nina Fogleman is a financial advisor with Empower Financial Services, Inc. Nina has been working in the financial industry since September 8, 2003. Nina is registered in Colorado and Kansas. Nina has Series 6, 26, and 63 securities licenses. Nina is a financial advisor and may offer investment advice, securities, and insurance. Nina may also provide financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
03/15/2018 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CO
08/20/2007 - 12/21/2017
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
TX
11/09/1995 - 01/10/2000
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
BC
Issued 08/27/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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