Unclaimed
Nina Marie Alava is a registered representative with Mufg Securities Americas Inc. Nina has a Series 63, Series 79TO and SIE licenses. Nina has been working in the financial services industry since July 25, 2021. Previously, Nina was associated with HSBC Securities (USA) INC. Nina is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/25/2022 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
07/26/2021 - 10/27/2022
HSBC SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 07/10/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/03/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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