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Nina Marie Alava

Mufg Securities Americas Inc.

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About Nina Marie Alava

Nina Marie Alava is a registered representative with Mufg Securities Americas Inc. Nina has a Series 63, Series 79TO and SIE licenses. Nina has been working in the financial services industry since July 25, 2021. Previously, Nina was associated with HSBC Securities (USA) INC. Nina is registered in New York.

Firm Information

Nina Alava is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nina Alava’s Registration & Firm History

NY

10/25/2022 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

07/26/2021 - 10/27/2022

HSBC SECURITIES (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/10/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/26/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/03/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nina Marie Alava.
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