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Nina Kate Weiss

Pershing LLC

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About Nina Kate Weiss

Nina Weiss is a financial professional with over 20 years of experience in the industry. Nina holds a Series 7, Series 24, Series 52TO, and Series 63 license, as well as the SIE exam. Nina's current employer is Pershing LLC, and she is also registered with Pershing Advisor Solutions LLC. Prior to her current role, Nina was employed at Donald & Co. Securities Inc. in Tinton Falls, NJ. Nina Weiss is licensed to provide financial advice in all 50 states.

Firm Information

Nina Weiss is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nina Weiss’s Registration & Firm History

NJ

05/02/2022 - Present

Pershing LLC (JERSEY CITY NJ)

NJ

09/07/2004 - 09/19/2005

PERSHING LLC (JERSEY CITY NJ)

NJ

03/27/2002 - 09/09/2002

DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)

NJ

05/23/2000 - 10/22/2001

DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)

NJ

02/12/1997 - 10/11/1999

DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)

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Licenses & Designations

BC

Issued 06/20/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 11/21/2007

Series 24 - General Securities Principal Examination

BC

Issued 08/01/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nina Kate Weiss.
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