Unclaimed
Nina Joan Rue is a financial advisor with Nylife Securities LLC in Dallas, Texas. Nina has been in the industry since 2001 and has held previous roles with firms such as PRUCO Securities, LLC., Park Avenue Securities LLC, Northwestern Mutual Investment Services, LLC and Morgan Stanley & Co., Incorporated. Nina is licensed to sell securities in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
12/23/2016 - Present
Nylife Securities LLC (DALLAS TX)
NJ
04/08/2016 - 06/06/2016
PRUCO SECURITIES, LLC. (WARREN NJ)
NY
03/12/2007 - 05/06/2008
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NJ
12/21/2001 - 02/15/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SUMMIT NJ)
NY
11/13/1998 - 05/16/2001
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 05/03/2016
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/08/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/03/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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