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Nina Joan Rue

Nylife Securities LLC

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About Nina Joan Rue

Nina Joan Rue is a financial advisor with Nylife Securities LLC in Dallas, Texas. Nina has been in the industry since 2001 and has held previous roles with firms such as PRUCO Securities, LLC., Park Avenue Securities LLC, Northwestern Mutual Investment Services, LLC and Morgan Stanley & Co., Incorporated. Nina is licensed to sell securities in New Jersey.

Firm Information

Nina Rue is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nina Rue’s Registration & Firm History

TX

12/23/2016 - Present

Nylife Securities LLC (DALLAS TX)

NJ

04/08/2016 - 06/06/2016

PRUCO SECURITIES, LLC. (WARREN NJ)

NY

03/12/2007 - 05/06/2008

PARK AVENUE SECURITIES LLC (NEW YORK NY)

NJ

12/21/2001 - 02/15/2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SUMMIT NJ)

NY

11/13/1998 - 05/16/2001

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/03/2016

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 02/08/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/03/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/08/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/03/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nina Joan Rue.
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