Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nina? Claim Your ProfileNina Choe is a financial advisor with over 20 years of experience in the industry. Nina is currently registered with U.S. Bancorp Investments, Inc., where she provides financial planning and portfolio management services for individuals, corporations, and institutions. Nina has a strong track record of success in helping clients achieve their financial goals. She is committed to providing personalized and comprehensive financial advice to her clients. Nina is a CERTIFIED FINANCIAL PLANNER™ professional and holds the Series 6, 7TO, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
WA
11/17/2023 - Present
U.s. Bancorp Investments, Inc. (Seattle WA)
WA
03/06/2023 - 11/13/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEATTLE WA)
WA
07/12/1999 - 07/17/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (SEATTLE WA)
CA
07/01/1998 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
WA
03/17/1994 - 07/01/1998
SEAFIRST INVESTMENT SERVICES, INC. (SEATTLE WA)
BOTH
Issued 04/03/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/31/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/24/2023
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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