Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nina? Claim Your ProfileNina Greenberg Hakim is a financial advisor with over 30 years of experience in the financial services industry. Nina has been registered with UBS Financial Services Inc. since August 20, 2010 and has held previous positions at Merrill Lynch, Morgan Stanley DW Inc., Paine Webber Incorporated, Kidder, Peabody & Co. Incorporated and Smith Barney, Harris Upham & Co., Incorporated. Nina holds both Series 63 and Series 65 licenses and has a Series 7 license as well as the SIE exam. Nina specializes in providing financial advice to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
08/20/2010 - Present
UBS Financial Services Inc. (WESTFIELD NJ)
NJ
05/27/2005 - 08/31/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SHORT HILLS NJ)
NY
11/03/2000 - 06/01/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
01/28/1995 - 11/14/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/06/1993 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
11/30/1988 - 07/21/1993
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
09/21/1983 - 12/06/1988
HALPERT AND COMPANY, INC.
IA
Issued 11/22/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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