linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Nina Graham Socha

Socha Financial Group, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Nina? Claim Your Profile

About Nina Graham Socha

Nina Socha is an Investment Advisor Representative with Socha Financial Group, LLC, which is based in Corning, New York. Nina has been in the industry since 2008 and has experience in various areas, including securities, futures, and investment advisory. Nina has Series 3, 7, 55, and 63 licenses and a Series 65 license. Nina holds the Certified Financial Planner designation. Nina's firm, Socha Financial Group, LLC, provides a range of services including financial planning, portfolio management for individuals, and tax preparation.

Firm Information

Nina Socha is currently registered with Socha Financial Group, LLC. Socha Financial Group, LLC is an investment advisor headquartered in Corning, NY. The firm has 3 licensed agents, 4 investment advisor representatives, and manages $354,290,207 in regulatory assets under management. Socha Financial Group provides financial planning, portfolio management for individuals, and other advisory services, including tax preparation. The firm serves high-net-worth individuals, as well as individuals other than high-net-worth.
Socha Financial Group, LLC

181 EAST SECOND STREET

CORNING, NY 14830

$354.29M

Assets Under Management

53

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

tax preparation

Tax preparation

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Nina Socha’s Registration & Firm History

NY

05/12/2021 - Present

Socha Financial Group, LLC (CORNING NY)

NY

09/04/2009 - 06/03/2014

TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)

NJ

01/05/2009 - 01/06/2010

PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)

NJ

07/18/2008 - 01/23/2009

TULLETT LIBERTY SECURITIES LLC (JERSEY CITY NJ)

Not sure if Nina Graham Socha is right for you?

Licenses & Designations

IA

Issued 01/22/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/13/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/12/2010

Series 3 - National Commodity Futures Examination

BC

Issued 07/02/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/17/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Nina Graham Socha.
Not sure if Nina Graham Socha is right for you?