Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nina? Claim Your ProfileNina Fok-tang is a financial advisor with Cambridge Investment Research, Inc. based in San Jose, CA. Nina holds Series 6, 7 and 63 licenses and the SIE exam. Nina has been working in the financial industry since 2002. Prior to joining Cambridge Investment Research, Inc. Nina worked with Securities America, Inc. and Allstate Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
05/19/2022 - Present
Cambridge Investment Research, Inc. (San Jose CA)
CA
01/25/2010 - 05/17/2022
SECURITIES AMERICA, INC. (SAN FRANCISCO CA)
CA
07/27/2007 - 03/02/2009
ALLSTATE FINANCIAL SERVICES, LLC (SAN FRANCISCO CA)
NJ
01/31/2003 - 08/04/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IN
01/16/1997 - 10/18/2002
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
01/16/1997 - 10/18/2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BC
Issued 07/30/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Nina Fok-tang is the right advisor for you? Invested Better is here to help.
