Unclaimed
Nina Elizabeth Benson is a registered representative with Smbc Nikko Securities America, Inc. Nina has been in the securities industry since October 10, 2019, and holds the Series 63, Series 7TO, Series 79TO, and SIE licenses. Nina is licensed in all 50 states. Nina's previous experience includes a role with SG Americas Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/19/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
02/28/2019 - 10/05/2021
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 03/01/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/28/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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