Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nina? Claim Your ProfileNina Diane Schurz is a financial advisor at Raymond James & Associates, Inc. based in Scottsdale, AZ. Nina has been in the industry since May 1985, and has extensive experience working with a variety of clients including individuals, businesses, pension plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
12/01/2005 - Present
Raymond James & Associates, Inc. (SCOTTSDALE AZ)
NY
10/01/1999 - 12/20/2005
ADVEST, INC. (LOCUST VALLEY NY)
NY
04/22/1994 - 10/27/1999
FIRST ALBANY CORPORATION (NEW YORK NY)
NY
05/27/1993 - 04/28/1994
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
WI
04/17/1989 - 05/28/1993
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
05/24/1985 - 04/19/1989
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
BC
Issued 03/13/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/16/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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