Unclaimed
Nina Courtney Austin is a registered representative with PNC Capital Markets LLC in Charlotte, NC. Nina has been in the securities industry since 2018. Nina holds the Series 63, 7, 79 and SIE licenses. Nina is registered to offer securities in 33 states including Alabama, Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Kentucky, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Nebraska, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Texas, Utah, Virginia, Washington and Wisconsin. Prior to joining PNC Capital Markets LLC, Nina was employed by FIFTH THIRD SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/10/2018 - Present
PNC Capital Markets LLC (CHARLOTTE NC)
NC
02/13/2018 - 07/20/2018
FIFTH THIRD SECURITIES, INC. (CHARLOTTE NC)
BC
Issued 06/11/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2018
Series 7 - General Securities Representative Examination
BC
Issued 02/13/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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