Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nina? Claim Your ProfileNina B. Mendoza is an active broker registered with MM Ascend Life Investor Services, LLC and has been in the financial services industry since 2013. Nina holds the Series 6 and Series 63 licenses. Nina has previously worked at GWFS Equities, Inc. and PNC Investments. Currently, Nina is registered in California and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Maintaining registration but not actively providing advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Maintaining registration but not serving clients
1
2
OH
05/12/2022 - Present
MM Ascend Life Investor Services, LLC (CINCINNATI OH)
CO
02/24/2022 - 04/12/2022
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CA
08/24/2021 - 02/11/2022
PNC INVESTMENTS (SAN DIEGO CA)
CA
05/16/2013 - 08/23/2021
BBVA SECURITIES INC. (MORENO VALLEY CA)
CA
04/10/2013 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (RIVERSIDE CA)
BC
Issued 06/05/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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