Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nina? Claim Your ProfileNina Kim is an Investment Advisor Representative at Morgan Stanley. Nina is a highly experienced financial professional with over 9 years in the industry. Nina has a strong track record of success in providing financial advice to individuals, families, and businesses. Nina is committed to providing personalized service to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/11/2021 - Present
Morgan Stanley (Beverly Hills CA)
CA
09/06/2018 - 12/06/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BEVERLY HILLS CA)
CA
10/12/2016 - 08/22/2018
J.P. MORGAN SECURITIES LLC (FOUNTAIN VALLEY CA)
CA
01/11/2016 - 08/18/2016
UNIONBANC INVESTMENT SERVICES, LLC (PLACENTIA CA)
CA
03/03/2014 - 07/29/2015
J.P. MORGAN SECURITIES LLC (HUNTINGTON BEACH CA)
BOTH
Issued 12/29/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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