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Nimish Mathur

Credit Agricole Securities (usa) Inc.

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About Nimish Mathur

Nimish Mathur is a financial professional with over 18 years of experience in the industry. Nimish is currently registered with Credit Agricole Securities (usa) Inc. in Menlo Park, California. Prior to this, Nimish has held roles at NATWEST MARKETS SECURITIES INC., NOMURA SECURITIES INTERNATIONAL, INC., NOMURA SECURITIES NORTH AMERICA, LLC, BARCLAYS CAPITAL INC., LEHMAN BROTHERS INC., and BANC OF AMERICA SECURITIES LLC. Nimish holds the Series 7, 24, 63, 79TO and SIE licenses.

Firm Information

Nimish Mathur is currently registered with Credit Agricole Securities (usa) Inc.. Credit Agricole Securities (usa) Inc. is a corporation formed in 1968 and is approved to operate in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nimish Mathur’s Registration & Firm History

CA

06/01/2021 - Present

Credit Agricole Securities (usa) Inc. (MENLO PARK CA)

CT

08/13/2012 - 06/01/2021

NATWEST MARKETS SECURITIES INC. (STAMFORD CT)

NY

11/15/2010 - 09/22/2011

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

11/15/2010 - 04/18/2011

NOMURA SECURITIES NORTH AMERICA, LLC (NEW YORK NY)

NY

09/22/2008 - 09/02/2010

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

03/22/2005 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

01/07/2004 - 04/27/2005

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/28/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/05/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/06/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nimish Mathur.
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