Unclaimed
Nilsa Vazquez is a financial professional with over 30 years of experience in the industry. Nilsa has a broad range of experience, having worked with several firms including The Buckingham Research Group Incorporated, State Street Global Markets, LLC and Stephens Inc. Nilsa is currently a Registered Representative with Wedbush Securities Inc. Nilsa is licensed to provide financial advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/17/2022 - Present
Wedbush Securities Inc. (LOS ANGELES CA)
NY
04/23/2020 - 11/06/2020
STONEX FINANCIAL INC. (NEW YORK NY)
NY
04/20/2010 - 03/24/2020
THE BUCKINGHAM RESEARCH GROUP INCORPORATED (NEW YORK NY)
NY
07/17/2008 - 03/11/2010
STATE STREET GLOBAL MARKETS, LLC (NEW YORK NY)
NY
04/09/2007 - 06/13/2008
STEPHENS INC. (NEW YORK NY)
NY
08/02/2005 - 01/29/2007
RYAN BECK & CO. (NEW YORK NY)
NY
06/06/2002 - 07/27/2005
CALYON SECURITIES (USA) INC (NEW YORK NY)
WI
05/10/2002 - 06/04/2002
BNY CLEARING SERVICES LLC (MILWAUKEE WI)
NY
01/23/1998 - 04/15/2002
CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)
NY
08/22/1995 - 01/07/1998
FURMAN SELZ LLC (NEW YORK NY)
NY
05/15/1991 - 03/29/1995
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 05/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/13/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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