Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nils? Claim Your ProfileNils Ericson is an investment professional with over 38 years of experience in the financial services industry. Nils is a registered representative with LPL Financial LLC and holds a Series 7, 9, 10, 24, 52, 53, 55, 57, 63, 65, 79, and 99. Nils has previously worked at several firms including Paulson Investment Company LLC, Raymond James & Associates, Inc., and AEGIS CAPITAL CORP. Nils specializes in providing financial planning, portfolio management, and consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MT
04/01/2022 - Present
LPL Financial LLC (MISSOULA MT)
FL
10/07/2019 - 09/14/2021
CALTON & ASSOCIATES, INC. (TAMPA FL)
FL
04/16/2019 - 10/07/2019
PAULSON INVESTMENT COMPANY LLC (Tampa FL)
FL
12/15/2016 - 04/01/2019
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
09/03/2015 - 10/28/2016
AEGIS CAPITAL CORP. (NEW YORK NY)
FL
04/11/2012 - 08/24/2015
JHS CAPITAL ADVISORS, LLC (TAMPA FL)
OR
02/16/2010 - 04/11/2012
PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)
AZ
12/02/2009 - 03/02/2010
SCOTTSDALE CAPITAL ADVISORS CORP (SCOTTSDALE AZ)
OR
05/14/2009 - 10/12/2009
BLACK ROSE EQUITY MANAGEMENT LLC (PORTLAND OR)
AZ
01/30/2006 - 03/30/2009
PRIVATE CONSULTING GROUP, INC. (FOUNTAIN HILLS AZ)
CA
12/04/2003 - 10/14/2005
INVESTORS RESOURCES GROUP, INC. (VACAVILLE CA)
CA
05/08/1995 - 11/20/2003
ROUND HILL SECURITIES, INC. (ALAMO CA)
CA
12/15/1994 - 04/07/1995
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
05/31/1989 - 12/16/1994
FIRST AFFILIATED SECURITIES (LA JOLLA CA)
CA
04/14/1986 - 05/31/1989
FIRST AFFILIATED SECURITIES, INC. (SAN DIEGO CA)
NA
02/01/1985 - 03/12/1986
E. F. HUTTON & COMPANY INC
NA
04/27/1982 - 03/04/1985
PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED
NA
12/24/1981 - 03/03/1982
FIRST AFFILIATED SECURITIES, INC.
IA
Issued 03/31/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/06/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/02/1983
Series 4 - Registered Options Principal Examination
BC
Issued 03/21/1983
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/16/1985
Series 3 - National Commodity Futures Examination
BC
Issued 12/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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