Unclaimed
Nilesh Shirish Parikh is a registered representative with Nomura Securities International, Inc. Nilesh has been in the securities industry since January 22, 2020. Nilesh is registered to offer securities in all 50 states and the District of Columbia. Nilesh is also a Series 7, Series 63, Series 24, and SIE exam holder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
01/23/2020 - Present
Nomura Securities International, Inc. (NEW YORK NY)
BC
Issued 01/27/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/23/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/13/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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