Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Niles? Claim Your ProfileNiles G. Monica is a financial advisor with over 15 years of experience in the industry. Monica is currently registered with Missionsquare Investment Services, a firm specializing in investment services. Monica has previously held roles at several well-known firms, including J.P. Morgan Institutional Investments Inc., JPMorgan Distribution Services, Inc., Morgan Stanley Smith Barney, Guardian Investor Services LLC, and Lord Abbett Distributor LLC. Monica holds licenses for a wide range of securities products and services, including Series 3, Series 7, Series 31, and Series 63. Monica is also a licensed Investment Advisor Representative, holding a Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
DC
07/15/2024 - Present
Missionsquare Investment Services (WASHINGTON DC)
NY
01/03/2011 - 01/12/2022
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (New York NY)
NY
12/21/2010 - 01/03/2011
JPMORGAN DISTRIBUTION SERVICES, INC. (NEW YORK NY)
NY
09/02/2009 - 10/07/2010
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
01/31/2008 - 08/10/2009
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
NJ
05/25/2004 - 04/10/2007
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
BC
Issued 08/28/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/04/2009
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/14/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/13/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 05/24/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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