Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nilay? Claim Your ProfileNilay Shah is a securities professional with over 10 years of experience in the financial industry. Nilay is currently registered with Smbc Nikko Securities America, Inc. Nilay has a broad range of experience in the securities industry including investment banking. Nilay is licensed in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/04/2019 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
12/06/2007 - 06/13/2018
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 06/04/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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