Unclaimed
Niladri Kundu is a registered representative with UBS Securities LLC. Niladri has been in the securities industry since August 16, 2019. Niladri has passed the Series 63, Series 79TO, and SIE exams. Niladri is registered in 52 states, District of Columbia and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/17/2019 - Present
UBS Securities LLC (New York NY)
BC
Issued 08/21/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/09/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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