Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nikos? Claim Your ProfileNikos Zaires is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Nikos has been in the industry since 2009 and has worked for other firms, including J.P. Morgan Securities LLC, Chase Investment Services Corp. and MetLife Securities Inc. Nikos specializes in providing financial advice to individuals, corporations, and other businesses. Nikos is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/28/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
01/28/2019 - 10/27/2020
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
10/01/2012 - 04/09/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
02/11/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
06/12/2009 - 12/05/2009
METLIFE SECURITIES INC. (STATEN ISLAND NY)
BC
Issued 02/07/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/15/2019
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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