Unclaimed
Nikos Antivachis is a registered representative with Osaic FS, Inc. Nikos has been in the financial services industry for over 20 years and has experience with a variety of financial products and services. Nikos has a Series 6, 7, 63, 65, and 66 licenses. He also holds SIE certification. In addition to his work at Osaic FS, Inc., Nikos also manages several other businesses. He is a Managing Member of JONA Income Solutions, LLC and Carlton Risk Solutions, LLC. Nikos is also involved in providing QuickBooks consulting services. Nikos is a knowledgeable and experienced financial professional who is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan consulting services provided on limited basis.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/01/2022 - Present
Osaic FS, Inc. (BRANCHBURG NJ)
NY
08/20/2009 - 11/02/2015
NORTH RIDGE SECURITIES CORP. (UNIONDALE NY)
NY
02/20/2009 - 08/10/2009
BROOKSTONE SECURITIES, INC. (NEW YORK NY)
NY
11/10/2008 - 03/02/2009
WILMINGTON CAPITAL SECURITIES, LLC (GARDEN CITY NY)
NY
09/05/2002 - 11/10/2008
PRUCO SECURITIES, LLC. (MELVILLE NY)
BOTH
Issued 02/03/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/14/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/04/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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