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Nikolaus Vahid Friedrich

Capital Client Group, Inc.

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About Nikolaus Vahid Friedrich

Nikolaus Vahid Friedrich is a registered representative with Capital Client Group, Inc.. Friedrich has been in the securities industry since 2001. Previously, Friedrich was registered with Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services LLC. Friedrich is licensed in 53 states and the District of Columbia and holds Series 63, 66, 7, 9, and 10 licenses. Friedrich is also registered as an Investment Advisor Representative in Texas. Friedrich has experience managing a voting site for the Bexar County Texas Elections Department.

Firm Information

Nikolaus Friedrich is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Nikolaus Friedrich’s Registration & Firm History

TX

09/29/2014 - Present

Capital Client Group, Inc. (SAN ANTONIO TX)

TX

06/25/2007 - 08/12/2014

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)

TX

06/28/2001 - 05/30/2007

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BOTH

Issued 05/12/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/16/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/15/2006

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/10/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/27/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Nikolaus Vahid Friedrich. Review regulatory record here.
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