Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nikolaus? Claim Your ProfileNikolaus Karl Wearsch is an active investment advisor representative who is registered with Raymond James Financial Services Advisors, Inc. Nikolaus Karl Wearsch has been in the industry since October 31, 2003 and has a total of 34 state registrations. Nikolaus Karl Wearsch has 2 current registrations, one with Raymond James Financial Services Advisors, Inc. in Ohio and the other with Raymond James Financial Services Advisors, Inc. in Texas. Nikolaus Karl Wearsch is also registered with the following firms: Morgan Stanley Smith Barney, Citigroup Global Markets Inc. and Wachovia Securities, LLC. Nikolaus Karl Wearsch specializes in providing financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OH
08/23/2019 - Present
Raymond James Financial Services Advisors, Inc. (MENTOR OH)
OH
06/01/2009 - 12/07/2009
MORGAN STANLEY SMITH BARNEY (DUBLIN OH)
OH
06/22/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DUBLIN OH)
MO
10/31/2003 - 06/20/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 04/02/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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