Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nikolas? Claim Your ProfileNikolas Moutafis is a financial professional with over 10 years of experience in the industry. Nikolas is currently registered with FTP Securities LLC in San Francisco, California. Nikolas has a Series 6, Series 63, Series 79TO, and SIE licenses. Nikolas has been registered in New York since 2022. Nikolas's previous experience includes working at First Investors Corporation in Agawam, Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
07/12/2022 - Present
FTP Securities LLC (SAN FRANCISCO CA)
MA
07/08/2011 - 08/04/2011
FIRST INVESTORS CORPORATION (AGAWAM MA)
BC
Issued 02/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/21/2022
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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