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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nikolas? Claim Your ProfileNikolas Demetrios Gountanis is a financial advisor with UBS Financial Services Inc. Nikolas is a registered representative in Illinois and has been in the industry since July 2008. Nikolas has held previous roles with J.P. Morgan Securities LLC and Chase Investment Services Corp. Nikolas has obtained the following licenses and certifications: Series 6, Series 7, Series 63, Series 66, and SIE. Nikolas specializes in providing financial advice to individuals, businesses, corporations, charitable organizations, insurance companies, high-net-worth individuals, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
12/15/2017 - Present
UBS Financial Services Inc. (NORTHBROOK IL)
IL
07/15/2011 - 08/17/2016
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
09/19/2007 - 07/19/2011
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
BOTH
Issued 12/14/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2011
Series 7 - General Securities Representative Examination
BC
Issued 09/18/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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