Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nikolas? Claim Your ProfileNikolas Sutherland is a financial advisor with Fidelity Brokerage Services LLC. Nikolas has been in the industry since July 23, 2020, and is registered with FINRA and 53 states. Nikolas holds Series 63, 66, 7TO, 9, 10, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
07/24/2020 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
BOTH
Issued 05/24/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/24/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/16/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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