linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Nikolaos Paloumbis

Retired Capital LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Nikolaos? Claim Your Profile

About Nikolaos Paloumbis

Nikolaos Paloumbis is an investment advisor representative who has been in the industry since 2013. He currently works at Retired Capital LLC, a firm focused on providing investment advisory services. Nikolaos has worked at several firms in the past including Alexander Capital, L.P., Global Arena Capital Corp, Spartan Capital Securities, LLC, National Securities Corporation, John Thomas Financial, and BlackBook Capital LLC. He is registered with the state of New York and Texas. Nikolaos has passed the Series 7, SIE, Series 63 and Series 65 exams. He is also a fund manager at VC Fund Ventures LLC.

Firm Information

Nikolaos Paloumbis is currently registered with Retired Capital LLC. Retired Capital LLC is an investment advisor with 1 investment adviser representative. It manages $6,500,000 in assets for 74 high-net-worth individuals and provides portfolio management for individuals and pooled investment vehicles.

$6.50M

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Nikolaos Paloumbis’s Registration & Firm History

NY

08/17/2021 - Present

Retired Capital LLC (NEW YORK NY)

NY

04/13/2015 - 08/19/2021

ALEXANDER CAPITAL, L.P. (NEW YORK NY)

NY

04/11/2014 - 04/13/2015

GLOBAL ARENA CAPITAL CORP (NEW YORK NY)

NY

10/08/2013 - 04/07/2014

SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)

NY

07/10/2013 - 09/09/2013

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

05/09/2013 - 06/10/2013

JOHN THOMAS FINANCIAL (NEW YORK NY)

NJ

05/03/2013 - 06/07/2013

BLACKBOOK CAPITAL LLC (HILLSIDE NJ)

Not sure if Nikolaos Paloumbis is right for you?

Licenses & Designations

IA

Issued 02/08/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/30/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/25/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/02/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Nikolaos Paloumbis. Review regulatory record here.
Not sure if Nikolaos Paloumbis is right for you?